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ANDREW C. COTÉ, LLC

302 West Main Street
Suite 201
Avon, CT 06001

100 Mill Plain Road
Danbury, CT 06811

Direct all mail to:
P.O. Box 1965
Lakeville, CT 06039

Tel: (860) 435-4721
Tel: (800) 290-4721
Fax: (860) 435-9416

Email: cotelegal@aol.com

 


BROKER OR BROKERAGE HOUSE IMPROPRIETY OR DISPUTES

Andrew Coté witnessed many of the problems and pitfalls which can be associated with the industry in the eight years he worked as a Registered Investment Advisor and Senior Executive with a stock brokerage company. He uses this experience to aggressively defend his clients or, when necessary, to settle quickly.

BROKER (Brokerage Firm, Investment Adviser or Insurance)

YOU’RE A BROKER charged by a customer or the authorities with improper or illegal activity. Your brokerage house is now saying that there is a possible conflict of interest and requests that you retain your own attorney.

YOU’RE A BROKER whose firm is denying responsibility for actively promoting a security or suspect research and claiming that you alone are responsible for customer losses.

YOU’RE A BROKER who unwittingly sold illegal or fraudulent securities to your customers.

YOU’RE A BROKER who has been terminated by your employer in violation of your statutory or contractual rights.

BROKERAGE HOUSE (Brokerage Firm, Investment Adviser or Insurance)

YOU’RE A BROKERAGE FIRM which has been charged by customers, self-regulatory bodies or government authorities for negligent supervision, alleged stock manipulation or other offenses. Customers are seeking thousands or millions of dollars in damages.

YOU’RE A BROKERAGE FIRM whose broker has embezzled hundreds of thousands or even millions of dollars of customers’ funds.

YOU’RE A BROKERAGE FIRM which finds that former brokers are improperly using your customer lists and research in their new employ.

 

CALL US NOW FOR A FREE CONSULTATION

Please feel free to contact us to learn more about our firm and how we can assist you with your legal matter. Call us at (800) 290-4721 or email us at cotelegal@aol.com. We will be pleased to provide a free consultation to determine whether an engagement with our firm is appropriate for you.

 

 

 

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